Capital Asset Management

Outline & Access

Corporate Name

Capital Asset Management Co., Ltd.

Registration Numbers

Director of Kanto Local Finance Bureau (Financial Instruments Firms) No. 383
Investment Management Business (Investment Trust Management
Business/Discretionary Investment Business) ,
Investment Advisory Business and Agency Business,
Type II Financial Instruments Business,
Commodity Investment and Advisory Business, MAFF/METI (2) No.18

President

Toshinobu Yamazaki

Address

Shikoku Building (9th Floor), 1-13-7 Uchikanda,
Chiyoda-ku, Tokyo 101-0047
TEL: +81-3-5259-7401; FAX: +81-3-5259-7402

Date of Establishment

January 26, 2004

Capital

280 million Yen (as of June 1, 2021)

Number of Employees

28 (as of June 1, 2021)

Memberships

The Investment Trusts Association, Japan
Japan Investment Advisors Association

External Auditor

Audit Corporation Godai

Access

Shikoku Building (9th Floor), 1-13-7 Uchikanda, Chiyoda-ku, Tokyo 101-0054
Tel:+81-3-5259-7401 Fax:+81-3-5259-7402

Subways or JRs

7 minute-walk from Ohtemachi and Takebashi Subway Stations
10 minute-walk from Kanda JR Station
6 minute-walk from Ogawamachi Subway Station

Company Organization Chart

Message from Representative Director and CEO

Capital Asset Management Co., Ltd. is a medium-sized asset management company founded in 2004.

We have set up and managed funds investing in stocks of emerging markets such as Vietnam, Philippines, and other ASEAN countries. Among others, we are proud of being the leader in managing Vietnamese equities.

Our asset management team has been leveraging a unique management expertise as well as a global information network, thereby successfully providing our investors with high-quality investment products. In 2017, we launched CAM ESG (Environment, Social, Governance) JAPAN Fund, which is the first publicly offered ESG fund in the industry. In 2019, we also commenced management of World Tourism Equity Fund, which is practically unprecedented in Japan as a fund specialized in tourism.

We at Capital Asset Management will make every endeavor to become a unique and prominent company while medium-sized. In order to achieve this objective, we are committed to addressing investment needs of the beneficiaries and also aim to make an unstinted contribution to further development of the asset management industry.

Toshimobu Yamazaki
Toshinobu Yamazaki
Representative Director and CEO

Board Members

Representative Director and CEOToshinobu Yamazaki

Mr. Yamazaki started his career at Nikko Securities Co., Ltd. After having developed extensive experience at HQ Sales Dept., he was stationed in London and Hong Kong. Having managed notable seminars in Taiwan, he took the first step into asset management business. He joined Nikko Asset Management Co. Ltd. and was responsible for the marketing business unit where he succeeded in spreading a wide understanding of a globally diversified investment through publicly-offered investment trusts. He also accumulated valuable experiences at PCA Asset Management as Head of Sales and at Mitsui Sumitomo Asset Management Co. Ltd. as Director. In July 2019, he joined Capital Asset Management Co., Ltd. (CAM) as Senior Managing Director, and in June 2020 Mr. Yamazaki was appointed as Representative Director and CEO of CAM. He has been involved in asset management business for twenty two years.

Chairman and CIOToshifumi Sugimoto

Mr. Sugimoto began his career at Nikko Securities Co., Ltd. After working in New York, he served as Head of Foreign Bond Dept., as Head of Bond Dept. at the Hong Kong Branch and as Fund Manager at Nikko Investment Trust Management Company (currently Nikko Asset Management Co. Ltd.). After General Manager of Global Bond Investment Dept. at Meiji Dresdner Asset Management Co. Ltd., Chief Fund Manager & General Manager of Product Planning Dept. at Plaza Capital Management Co. Ltd. (currently Capital Asset Management), he became President of CAM in March 2011 and Executive Managing Director in October 2015. In June 2020, Mr. Sugimoto was appointed as Representative Director and Chairman and CIO of CAM. He is a Chartered Member of the Securities Analysts Association of Japan and a Certified International Investment Analyst.

DirectorToyoharu Tsutsui

Mr. Tsutsui began his investment banking career at Nomura Securities Co., Ltd. He joined Morgan Stanley Japan as General Manager of Equity Division, and then moved to Credit Suisse Japan serving as Head of Tokyo office and Senior Managing Director. He was also a board member of Japan Securities Dealers Association. He established Capital Partners Co., Ltd. in 1996, and acquired 100% of Prudential Financial Advisors Securities Co., Ltd. in Japan from U.S. Prudential Financial in 2003. The corporate name was afterward changed to Capital Partners Securities Co., Ltd. and he became the President and CEO. After serving as Chairman of CAM, Mr. Tsutsui was appointed as Director in June 2020. He assumed the office of Chairman of Japan-Vietnam Cultural Association in 2006.

AuditorTakashi Usuki

Mr. Usuki joined Mitsubishi Corporation and worked at the Representative Office in Jakarta, Mitsubishi Corporation Finance PLC in the UK and served as General Manager at Securities Investment Chamber. In 2002, he became President of Mitsubishi Corporation Securities Company. Having assumed the role of Executive Officer at Japan Post Holdings Co., Ltd. in 2006 and that of Executive Officer at JP Bank in 2007, he joined CAM as External Director in April 2016. In June 2020, Mr. Usuki became Auditor of CAM.

Executive Officers

Executive OfficerMasateru Nakagawa

Head of Marketing Division

Our Credo

Contact

Inquiry about our services and the funds

+81-3-5259-7401
Reception hours: from 9:00 a.m. to 5:00 p.m. every business day

cam_info@capital-am.co.jp

Please be reminded that we record the phone conversation with our clients in order to accurately grasp the contents of the inquiries from the clients. Once recorded, we take full protective measures to deter any leakage.